Public records published by the Financial Industry Regulatory Authority (FINRA) on April 4, 2017 indicate that New York-based Ameriprise Financial Services broker/adviser Evan Fischer has been named in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints concerning Mr. Fischer (CRD# 1454305).
Evan Fischer has spent 31 years in the securities industry and has been registered with Ameriprise Financial Services in Mitchel Field, New York since April 2016. Previous registrations include Oppenheimer & Company in Jericho, New York; RBC Dain Rauscher in New York, New York; Tucker Anthony in Boston, Massachusetts; BT Alex Brown in Baltimore, Maryland; Alex Brown & Sons; Legg Mason Wood Walker in Baltimore, Maryland; Ladenburg Thalmann & Company in New York, New York; and Macpeg Ross O’Connell & Goldaber. He is a registered broker and investment adviser with sixteen US states and territories.
According to his BrokerCheck report, Evan Fischer has received one customer complaint and two pending customer complaint.
In January 2017 a customer alleged Evan Fischer, while employed at Oppenheimer & Company, made unsuitable recommendations, executed unauthorized transactions, breached contract, acted negligently, and misrepresented material facts. The customer is seeking $290,000 in damages in the pending complaint.
In 2016 a customer alleged Evan Fischer, while employed at Oppenheimer & Company, acted negligently, committed fraud, breached his fiduciary duty, over-concentrated investments in unsuitable energy securities, breached contract, and participated in negligent supervision. The customer is seeking $678,000 in damages in the pending complaint.
In 2004 a customer alleged Evan Fischer, while employed at Tucker Anthony, recommended an unsuitable investment. The complaint settled in 2006 for $33,320.
If you or someone you know has a complaint regarding Evan Fischer, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.