Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 12, 2018 indicate that former Alabama-based MML Investors Services broker Floyd Powell has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Powell (CRD# 2220029).
Floyd Powell has spent 25 years in the securities industry and was most recently registered with MML Investors Services in Albertville, Alabama (2017-2018). Previous registrations include MSI Financial Services in Albertville, Alabama (1992-2017) and Metropolitan Life Insurance Company in Birmingham, Alabama (1992-2007). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 30, 1992, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on March 13, 1992. He is currently not registered as a broker with any state or firm.
According to his BrokerCheck report, he has received two customer complaints.
In August 2018 a customer alleged Floyd Powell, while employed at MSI Financial Services, violated securities law in connection to the recommendation of an unregistered, “fraudulent investment program.” The customer is seeking $250,001 in damages in the pending complaint.
In May 2018 a customer alleged Floyd Powell, while employed at MSI Financial Services, recommended investments in “unregistered and fraudulent investment programs” in January 2017 and July 2017. The customer is seeking more than $135,700 in damages in the pending complaint.
If you have lost money investing with Floyd Powell, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.