Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 31, 2017 indicate that New York-based Aegis Capital broker Frank Giacalone has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Giacalone (CRD# 4314174).
Frank Giacalone has spent 16 years in the securities industry and has been registered with Aegis Capital in Melville, New York since 2012. Previous registrations include Obsidian Financial Group in Woodbury, New York; Empire Financial Group in Uniondale, New York; Ehrenkrantz King Nussbaum in Melville, New York; Ehrenkrantz King Nussbaum in New York, New York; and Weatherly Securities Corporation in New York, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker with 21 US states and territories: Arkansas, California, Colorado, Florida, Illinois, Indiana, Kansas, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, and Wisconsin.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In 2016 a customer alleged Frank Giacalone churned investments, made unsuitable investment recommendations, executed unauthorized trades, breached his fiduciary duty, acted negligently, breached contract, and misrepresented material facts. The customer is seeking more than $128,300 in damages in the pending complaint.
In 2015 a customer alleged Frank Giacalone made unsuitable investment recommendations. The complaint settled in 2016 for $20,000.
If you have lost money investing with Frank Giacalone, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.