Public records published by the Financial Industry Regulatory Authority (FINRA) on March 19, 2018 indicate that former Ohio-based Parkland Securities broker/adviser Fred Brisker, who has received resolved or pending customer disputes, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Brisker (CRD# 859446).
Fred Brisker has spent 39 years in the securities industry and was most recently registered with Parkland Securities in Portsmough, Ohio (2002-2018). Previous registrations include Walnut Street Securities in El Segundo, California (1996-2002) and Franklin Financial Services in Houston, Texas (1978-1996). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 17, 1993; Series 7 (General Securities Representative Examination), which he obtained on February 27, 1998; and Series 1 (Registered Representative Examination), which he obtained on November 13, 1978. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two customer complaints and three unsatisfied tax liens, and he was discharged from his former employer in connection to alleged rule violations.
In March 2018 he was terminated from his position at Parkland Securities in connection to allegations he forged the signature of another insurance agent and misrepresented that agent as his employer, in connection to the submission of his disability claim form to an insurance company.
In 2016 Internal Revenue Service filed a tax lien totaling $83,199.89 against him. The lien remains outstanding.
In 2016 IRS filed a tax lien totaling $374,235.34 against him. The lien remains outstanding.
In 2011 IRS filed a tax lien totaling $108,823.53 against him. The lien remains outstanding.
In 2006 a customer alleged Fred Brisker, while employed at Walnut Street Securities, breached his fiduciary duty, acted negligently, and misrepresented material facts. The complaint settled in 2008 for $69,000.
In 2000 a customer filed a complaint against Fred Brisker, while he was employed at Walnut Street Securities, alleging that a tenant of his office sold an unregistered security. The complaint settled for $50,000.
If you or someone you know has lost money investing with Fred Brisker, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.