Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Ohio-based AXA Advisors broker/adviser Garnet Wahlund has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wahlund (CRD# 2685273).
Garnet Wahlund has spent 22 years in the securities industry and has been registered with AXA Advisors in Cincinnati, Ohio since 2010. Previous registrations include ProEquities in Cincinnati, Ohio (2004-2010); American General Securities in Phoenix, Arizona (2002-2004); and Franklin Financial Services Corporation in Houston, Texas (1996-2002). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 14, 1998; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 24, 1998; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 11, 1996; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on March 27, 2001. He is a registered broker and investment adviser with nine US states: California, Florida, Georgia, Indiana, Kentucky, Michigan, Ohio, Utah, and Virginia.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In April 2018 a customer alleged Garnet Wahlund, while employed at AXA Advisors, did not disclose all the fees and terms associated with the investment account he purchased in 2010. The customer is seeking $13,000 in damages in the pending complaint.
In 2016 a customer alleged Garnet Wahlund, while employed at AXA Advisors, misrepresented material facts related to variable universal life insurance policy purchase. The complaint settled in May 2017 for $35,000.
In 2015 a customer alleged Garnet Wahlund, while employed at AXA Advisors, misappropriated funds related to a variable life insurance policy. The customer sought unspecified damages in the complaint, which was closed with no action taken.
If you or someone you know has a complaint regarding Garnet Wahlund, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.