Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 19, 2017 indicate that Texas-based First Dallas Securities broker/adviser Gary Bradshaw has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bradshaw (CRD# 1389924).
Gary Bradshaw has spent 31 years in the securities industry and has been registered with First Dallas Securities in Dallas, Texas since 1990. He was previously registered with Rauscher Pierce Refsnes in Dallas, Texas (1985-1990). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 52 (Municipal Securities Representative Examination); and Series 53 (Municipal Securities Principal Examination). He is a registered broker and investment adviser with 26 US states and territories.
According to his BrokerCheck report, he has received three customer complaints.
In 2016 a customer alleged Gary Bradshaw, while employed at First Dallas Securities, executed unsuitable trades. The complaint settled in January 2017 for $11,500.
In 2016 a customer alleged Gary Bradshaw, while employed at First Dallas Securities, participated in unsuitable trades. The complaint settled for $87,500.
In 2003 a customer alleged Gary Bradshaw, while employed at First Dallas Securities, recommended investments in TXU Eastern Bonds that decreased in value. The complaint settled for $20,437.
If you or someone you know has a complaint regarding Gary Bradshaw, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.