Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that Maryland-based MBC Securities broker/adviser Gayle Dilla was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Dilla (CRD# 1633766).
Gayle Dilla has spent 26 years in the securities industry and has been registered with NBC Securities in Hunt Valley, Maryland since December 2017. Previous registrations include UBS Financial Services in Washington, DC (2009-2017); Morgan Stanley & Company in Annapolis, Maryland (2007-2009); Morgan Stanley DW in Washington, DC (2006-2007); Merrill Lynch in New York, New York (1997-2004); Painewebber Incorporated in Weehawken, New Jersey (1993-1997); and JW Gant & Associates (1987-1988; 1989-1992). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on October 8, 2002; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on July 1, 1987; Series 31 (Futures Managed Funds Examination), which she obtained on May 13, 2008; and Series 7 (General Securities Representative Examination), which she obtained on May 16, 1987. She is a registered broker and investment adviser with four US states and territories: the District of Columbia, Maryland, Minnesota and Virginia. She is registered with one self-regulatory organization, FINRA.
According to her BrokerCheck report, she was discharged from a former employer in connection to alleged policy violations.
In November 2017 she was terminated from her position at UBS Financial Services in connection to allegations she exercised time and price discretion, as well as undocumented discretion, in the accounts of certain firm customers.
If you or someone you know has lost money investing with Gayle Dilla, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.