George Dance Investor Alleges He Recommended Unsuitable Mutual Fund Products

George DancePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 22, 2018 indicate that Alabama and Mississippi-based Wells Fargo Clearing Services broker/adviser George Dance is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dance (CRD# 2112036).

George Dance has spent 27 years in the securities industry and has been registered with Wells Fargo Clearing Services in Daphne, Alabama; Biloxi, Mississippi; Gulfport, Mississippi; Ocean Springs, Mississippi; and Pascagoula, Mississippi since 2012. Previous registrations include Morgan Stanley Smith Barney in Mobile, Alabama (2009-2012); Citigroup Global Markets in Mobile, Alabama (2006-2009); Amsouth Investment Services in Mobile, Alabama (2002-2006); Wachovia Securities in St. Louis, Missouri (2002); Wachovia Securities in Charlotte, North Carolina (1993-2002); First Union Brokerage Services in Charlotte, North Carolina (2000); and Edward D. Jones & Company in St. Louis, Missouri (1990-1993). He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on June 29, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 14, 1990; Series 31 (Futures Managed Funds Examination), which he obtained on April 8, 1999; Series 7 (General Securities Representative Examination), which he obtained on December 11, 1990; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on December 12, 2000; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on October 26, 2000. He is a registered broker and investment adviser with Alabama, California, Connecticut, Florida, Georgia, Idaho, Kansas, Louisiana, Michigan, Mississippi, Nevada, New York, Oregon, and Texas.

According to his BrokerCheck report, he has received four customer complaints and one pending customer complaint.

In April 2018 a customer alleged George Dance, while employed at Morgan Stanley Smith Barney, recommended unsuitable insurance and mutual fund products from June 2010 until June 2012. The customer is seeking unspecified damages in the pending complaint.

In 2016 a customer alleged George Dance, while employed at Wells Fargo Advisors, recommended unsuitable investments. The complaint settled in February 2017 for $5,000.

In 2003 a customer alleged George Dance, while employed at Wachovia Securities, provided misleading information about two variable annuity investments. The complaint settled for $5,000.

In 2003 a customer alleged he, while employed at Wachovia Securities, mishandled his and his wife’s accounts. The complaint settled for $20,000.

If you or someone you know has lost money investing with George Dance, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.