Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 25, 2018 indicate that former Nebraska-based TD Ameritrade broker/adviser George Nikolakakos has received a pending customer dispute and is currently not affiliated with any state or firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Nikolakakos (CRD# 2907561).
George Nikolakakos has spent 20 years in the securities industry and was most recently registered with TD Ameritrade in Omaha, Nebraska (2018). Previous registrations include Scottrade in Stamford, Connecticut (2017-2018); Four Points Capital Partners in New York, New York (2011-2017); Wedbush Securities in Tarrytown, New York (2007-2011); Brookstreet Securities in White Plains, New York (2001-2007); Emerson Bennett & Associates in Fort Lauderdale, Florida (2000-2001); First Securities in Irvine, California (2001); SG Martin Securities in Jericho, New York (1999-2000); Fin-Atlantic Securities in Jupiter, Florida (1998-1999); and VTR Capital in New York, New York (1998). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on February 11, 2013; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 19, 1997; Series 7 (General Securities Representative Examination), which he obtained on December 12, 1997; and Series 24 (General Securities Principal Examination), which he obtained on December 10, 2001. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and two customer complaints that were closed or denied, and he resigned from a former employer in connection to alleged rule violations.
In May 2018 a customer alleged George Nikolakakos, while employed at Four Points Capital Partners, violated state and federal securities laws, as well as FINRA rules. The customer is seeking $185,000 in damages in the pending complaint.
In 2010 a customer filed a complaint against George Nikolakakos, while he was employed at Wedbush Securities, alleging he was unhappy with the performance of the account. The customer sought $23,626 in damages in the complaint, which was closed with no action taken.
In 2007 a customer filed a complaint against George Nikolakakos, while he was employed at Brookstreet Securities, failed to follow instructions and executed unauthorized trades. The customer sought $35,000 in damages in the complaint, which was closed with no action taken.
In 2000 he resigned from SG Martin Securities in connection to allegations he “may have been acting in concert with other representatives” to direct firm customers away from it.
If you or someone you know has lost money investing with George Nikolakakos, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.