Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 2, 2018 indicate that former New York-based Maxim Group broker Gil Sharon has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sharon (CRD# 2450119).
Gil Sharon has spent 23 years in the securities industry and has been registered with Maxim Group in New York, New York since 2011. Previous registrations include Gilford Securities in Morristown, New Jersey (2001-2011); Solid ISG Capital Markets in New York, New York (1999-2001); May Davis Group in New York, New York (1998-1999); First Providence Financial Group in Port Washington, New York (1997-1998); Cortlandt Capital Corporation in New York, New York (1997); First Cambridge Securities in New York, New York (1996-1997); Barington Capital Group in New York, New York (1995-1996); and Americorp Securities in New York, New York (1994-1995). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 13, 1994, and Series 7 (General Securities Representative Examination), which he obtained on June 8, 1994. He is a registered broker with 28 US states and territories.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and two denied customer complaints.
In November 2017 a customer alleged Gil Sharon, while employed at Gilford Securities, committed fraud, executed excessive trades, churned investments, and made unauthorized transactions from January 2015 until November 2015. The customer is seeking $200,000 in damages in the pending complaint.
In 2013 a customer alleged Gil Sharon, while employed at Gilford Securities, executed excessive trades and recommended unsuitable investments involving listed and over-the-counter equities. The complaint settled in 2014 for $45,000.
In 2003 a customer alleged Gil Sharon, while employed at Gilford Securities, churned investments, charged problematic commissions, and made errors that caused losses. The customer sought $53,000 in damages in the complaint, which was denied.
In 2003 a customer alleged he, while employed at Gilford Securities, executed unauthorized trades and charged excessive commissions. The customer sought $20,362 in damages in the complaint, which was denied.
If you or someone you know has complaints regarding Gil Sharon, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.