Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 16, 2017 indicate that Ohio-based Cetera Advisors broker/adviser Glenn Searles has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Searles (CRD# 2400403).
Glenn Searles has spent 22 years in the securities industry and has been registered with Cetera Advisors in Strongsville, Ohio since 2013. Previous registrations include First Allied Securities in Strongsville, Ohio; Raymond James Financial Services in Independence, Ohio; Financial Network Investment Corporation in El Segundo, California; WMA Securities in Duluth, Georgia; Fortis Investors in Oakdale, Minnesota; Dean Witter Reynolds in Purchase, New York; Merrill Lynch in New York, New York; American Express Financial Advisors in Minneapolis, Minnesota; and IDS Life Insurance Company in Minneapolis, Minnesota. He is a registered broker and investment adviser with eight US states and territories: Arizona, Colorado, Florida, Georgia, Illinois, Nevada, Ohio, and South Carolina.
According to his BrokerCheck report, Glenn Searles has received one customer complaint and two unsatisfied tax liens.
In 2016 Glenn Searles paid $16,200 to satisfy a debt of $97,800 with the Internal Revenue Service.
In 2012 a customer alleged Glenn Searles, while employed at First Allied Securities, provided unsuitable investment advice, misrepresented material facts, acted negligently, breached his fiduciary duty, and breached contract. The complaint settled in 2014 for $50,000.
In 2010 the State of Ohio filed a tax lien totaling $10,702.85 against Glenn Searles. The lien remains outstanding.
In 2010 the State of Ohio filed a tax lien totaling $10,597 against him. The lien remains outstanding.
If you or someone you know has complaints regarding Glenn Searles, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.