Gregg Stupinski Allegedly Failed in His Supervisory Duties

Gregg StupinskiPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 29, 2017 indicate that Florida-based Morgan Stanley broker/adviser Gregg Stupinski has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stupinski (CRD# 2068917).

Gregg Stupinski has spent 23 years in the securities industry and has been registered with Morgan Stanley in Naples, Florida since 2009. Previous registrations include Citigroup Global Markets in Stuart, Florida (1994-2009) and Olde Discount Corporation in Detroit, Michigan (1993-1994). He is a registered broker and investment adviser with eleven US states and territories: Connecticut, Florida, Georgia, Illinois, Indiana, Maine, Massachusetts, New Jersey, North Carolina, Ohio and Utah.

According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.

In May 2017 a customer alleged Gregg Stupinski, while employed at Morgan Stanley Smith Barney, failed in his supervisory duties. The customer is seeking $300,000 in damages in the pending complaint.

In 2006 a customer alleged Gregg Stupinski, while employed at Citigroup Global Markets, misrepresented material facts related to a variable annuity investment. The complaint settled for $6,600.

In 2003 a customer alleged Gregg Stupinski, while employed at Salomon Smith Barney, sold positions to meet margin requirements without their knowledge and over-concentrated the account in technology stocks. The complaint settled for $70,000.

If you have lost money investing with Gregg Stupinski, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.