Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 31, 2017 indicate that New York-based Windsor Street Capital broker/adviser Gregory Anastos has been named in a pending customer complaint and a pending FINRA investigation. Fitapelli Kurta is interested in speaking to investors who ave complaints regarding Mr. Anastos (CRD# 5800831).
Gregory Anastos has spent six years in the securities industry and has been registered with Windsor Street Capital in New York, New York since 2013. Previous registrations include Obsidian Financial Group in New York, New York and John Thomas Financial in New York, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 46 US states and territories.
According to his BrokerCheck report, he has received one pending customer complaint and has been named in a pending FINRA investigation.
In April 2017 a customer alleged Gregory Anastos, while employed at Meyers Associates, executed excessive trades, made unsuitable investment recommendations, and failed in his supervisory duties in connection to investments in equity-listed products. The customer is seeking $88,671 in damages in the pending complaint.
In April 2016 Gregory Anastos was named respondent in a FINRA investigation into allegations of “Potential Violations of FINRA rules 2111 and 2010 and NASD Conduct Rule 2510(b).” The investigation remains pending.
If you or someone you know has lost money investing with Gregory Anastos, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.