Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 25, 2018 indicate that Ohio-based Edward Jones broker/adviser Gregory Coffing has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Coffing (CRD# 3260352).
Gregory Coffing has spent 19 years in the securities industry and has been registered with Edward Jones in Mt. Vernon, Ohio since 1999. He has no previous registrations. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 9, 1999, and Series 7 (General Securities Representative Examination), which he obtained on September 7, 1999. He is a registered broker and investment adviser with 26 US states and territories: Alabama, Arizona, California, Colorado, Florida, Georgia, Hawaii, Illinois, Kentucky, Maryland, Michigan, Minnesota, Nevada, New Hampshire, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington, and West Virginia. He is registered with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint and one customer complaint that was denied.
In July 2018 a customer alleged Gregory Coffing, while employed at Edward Jones, acted negligently, breached his fiduciary duty, and was negligent in his supervisory duties. The customer is seeking $200,000 in damages in the pending complaint.
In 2001 a customer alleged Gregory Coffing, while employed at Edward Jones, sold mutual fund investments and said the loss side was limited, though the customer allegedly lost more than $5,000. The customer sought $5,000 in damages in the complaint, which was denied.
If you or someone you know has lost money investing with Gregory Coffing, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.