Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 25, 2017 indicate that Florida-based Raymond James Financial Services broker/adviser Gregory Perrone has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Perrone (CRD# 3085935).
Gregory Perrone has spent 17 years in the securities industry and has been registered with Raymond James Financial Services in Hernando, Florida since 1999. He has no previous registrations. He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); Series 10 (General Securities Sales Supervisor – General Module Examination); and Series 9 (General Securities Sales Supervisor – Options Module Examination). He is a registered broker and investment adviser with 22 US states and territories: Arizona, California, Connecticut, Delaware, Florida, Georgia, Iowa, Louisiana, Maine, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, and Wisconsin.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In May 2017 a customer alleged Gregory Perrone, while employed at Raymond James Financial Services, “knowingly had [the customer] sign forms with inaccurate information and requested a rollover to a beneficiary IRA rather than request a trustee to trustee transfer.” The customer is seeking $42,179 in damages in the pending complaint.
In 2010 a customer alleged Gregory Perrone, while employed at Raymond James Financial Services, breached his fiduciary duty, breached his implied covenant of good faith and fair dealing, made omissions of material facts, recommended unsuitable investments, breached contract, and over-concentrated investments in the account. The complaint settled for $14,900.
If you or someone you know has lost money investing with Gregory Perrone, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.