Harold Martek Has Received a Complaint for Over Concentrating

Harold Martek

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 25, 2017 indicate that Florida-based Centaurus Financial broker/adviser Harold Martek has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Martek (CRD# 3051626).

Harold Martek has spent eighteen years in the securities industry and has been registered with Centaurus Financial in Palm City, Florida since 2009. Previous registrations include Securities America in Stuart, Florida; Brecek & Young Advisors in Jensen Beach, Florida; Legacy Financial Services in Jensen Beach, Florida; Brecek & Young Advisors in Folsom, California; and Legacy Financial Services in Petaluma, California. He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with five US states and territories: Florida, Iowa, Kentucky, Mississippi and New Jersey.

According to his BrokerCheck report, he has received one pending customer complaint and one closed complaint.

In May 2017 a customer alleged Harold Martek, while employed at Centaurus Financial, unsuitably recommended and over-concentrated an investment in a single stock. The customer is seeking $60,000 in damages in the pending complaint.

In 2009 a customer alleged Harold Martek, while employed at Securities America, “informed him that the contract would be issued with the guaranteed death benefit and it was not.” The customer sought unspecified damages in the complaint, which was closed.

If you or someone you know has complaints regarding Harold Martek, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.