Public records published by the Financial Industry Regulatory Authority (FINRA) on February 27, 2017 indicate that California-based Stifel Nicolaus broker/adviser Harold Meyers has been named in several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Meyers (CRD# 333327).
Harold Meyers has spent 47 years in the securities industry and has been registered with Stifel Nicolaus & Company in Los Angeles, California since 2009. Previous registrations include Wells Fargo Advisors in Beverly Hills, California; AG Edwards & Sons in Beverly Hills, California; Wells Fargo Investments in San Francisco, California; Wells Fargo Van Kasper in San Francisco, California; HJ Meyers & Company, which has been expelled from FINRA, in Rochester, New York; Meyers Securities Corporation in Rochester, New York; Loeb Partners; Loeb Rhoades & Company; and Shearson Hammill & Company. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 41 (NYSE Allied Member Examination); and Series 1 (Registered Representative Examination). He is a registered broker and investment adviser with ten US states and territories: Alabama, California, Colorado, Michigan, Nevada, New Jersey, New York, North Carolina, South Carolina, Texas, and Utah.
According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.
In January 2017 a customer alleged he, while employed at Stifel Nicolaus & Company, breached his fiduciary duty, breached contract, committed fraud, misrepresented and omitted material facts, and violated state and federal securities law.
In 1996 a customer alleged Harold Meyers, while employed at HJ Meyers & Company, breached his fiduciary duty, executed unauthorized trade, and breached contract. The complaint settled for more than $47,900.
In 1995 a customer alleged Harold Meyers, while employed at HJ Meyers & Company, churned investments, executed unauthorized trades, breached his fiduciary duty, and failed to supervise. The complaint settled for $47,000.
In 1995 a customer alleged Harold Meyers, while employed at HJ Meyers & Company, breached contract, misrepresented material facts, and acted negligently. The complaint settled for an unspecified amount, in which Mr. Meyers was not included.
If you or someone you know has lost money investing with Harold Meyers, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.