Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 25, 2017 indicate that former California-based Morgan Stanley broker/adviser Helen Timpe has been named in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Timpe (CRD# 861786).
Helen Timpe has spent 38 years in the securities industry and was most recently registered with Morgan Stanley in Newport Beach, California (2009-2017); Morgan Stanley & Company in Newport Beach, California; Morgan Stanley DW Newport Beach, California; and Merrill Lynch in New York, New York. She has passed five securities industry examinations: Series 7 (General Securities Representative Examination), Series 31 (Futures Managed Funds Examination), Series 63 (Uniform Securities Agent State Law Examination), Series 3 (National Commodity Futures Examination) and Series 65 (Uniform Investment Adviser Law Examination). She is currently not registered with any state or firm.
According to her BrokerCheck report, she has received one pending customer complaint and one denied customer complaint.
In 2016 a customer alleged Helen Timpe, while employed at Morgan Stanley Smith Barney, misrepresented and recommended unsuitable investments. The customer is seeking $55,333 in damages in the pending complaint.
In 2004 a customer’s successor trustee alleged Helen Timpe, while employed at Morgan Stanley DW, recommended an unsuitable mutual fund. The customer sought $80,000 in damages in the complaint, which was denied.
If you or someone you know has complaints regarding Helen Timpe, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.