Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 22, 2016 indicate that Illinois-based Merrill Lynch broker/adviser Henry Latimer IV has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Latimer (CRD# 2332585).
Henry Latimer has spent 23 years in the securities industry and has been registered with Merrill Lynch in Chicago, Illinois since 2011. He was previously registered with UBS Financial Services in Chicago, Illinois (1993-2011). He is a registered broker and investment adviser with 34 US states and territories.
According to his BrokerCheck report, Henry Latimer has received two customer complaints and one closed customer complaint.
In 2013, a customer alleged Henry Latimer, while employed at UBS Financial Services, did not advise him of changes to the strategy involved in a hedge fund investment. The complaint settled in 2014 for $55,000.
In 2009, a customer alleged Henry Latimer, while employed at UBS Financial Services, did not follow instructions. The customer sought damages exceeding $5,000 in the complaint, which was closed.
In 2008, a customer alleged Henry Latimer, while employed at UBS Financial Services, assured him that certain auction rate securities were safe and liquid. The complaint settled for $400,000.
If you or someone you know has a complaint regarding Henry Latimer IV, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.