The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding South Carolina-based Securities Service Network broker/adviser Hoke Shuler (CRD# 2614487).
Hoke Shuler has spent fifteen years in the securities industry and has been registered with Securities Service Network in Charleston, South Carolina since 2009. Previous registrations include Sagepoint Financial in Charleston, South Carolina (2005-2009); SunAmerica Securities in Phoenix, Arizona (2004-2005); Wells Fargo Investments in San Francisco, California (2002); GMAC Investment Services in Bloomington, Minnesota (1999-2000); American Express Financial Advisors in Minneapolis, Minnesota (1995-1998); and IDS Life Insurance Company in Minneapolis, Minnesota (1995-1998). He is a registered broker and investment adviser in ten US states.
According to his BrokerCheck report, Hoke Shuler is the subject of three customer complaints and one pending customer complaint.
In 2015 a customer alleged Hoke Shuler, while employed at Sagepoint Financial, failed to recommend suitable investments for two retired investors. The customer is seeking at least $100,000 in damages in the pending complaint.
In 2014 a customer alleged Hoke Shuler, while employed at Sagepoint Financial, made an unsuitable investment recommendation and misrepresented the risk associated with an investment. The complaint settled in 2015 for $130,000.
In 2013 a customer alleged Hoke Shuler, while employed at Sagepoint Financial, breached his fiduciary duty, acted negligently, committed fraud, and failed to supervise his representatives. The complaint settled in 2014 for $160,000.
In 2011 a customer alleged Hoke Shuler, while employed at Sagepoint Financial, recommended unsuitable investments in mutual funds and failed to fully disclose investment strategies. The complaint settled 2013 for $1,450,000.
If you have lost money investing with Hoke Shuler, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you collect money. By law there is a limited window to file claims, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.