Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 14, 2017 indicate that South Carolina-based Sandlapper Securities broker/adviser Jack Bixler has been named in a pending FINRA investigation. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bixler (CRD# 22331).
Jack Bixler has spent forty years in the securities industry and has been registered with Sandlapper Securities in Greenville, South Carolina since 2006. Previous registrations include CNP Securities in Newport Beach, California; James Harold Goode, Jr. in San Clemente, California; WNC Capital Corporation in Irvine, California; Prudential Investment Management in Newark, New Jersey; Provident Advisors in New York, New York; AIG Equity Sales in New York, New York; Alliance Fund Distributors in New York, New York; American Finance Group Equities in Boston, Massachusetts; Colonial Equities Corporation; MDCC Securities Corporation; Brauvin Securities; Security Properties Capital Corporation; 1901 Century Financial Corporation; Minoco Capital; and University Capital Corporation. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 1 (Registered Representative Examination); and Series 00 (General Securities Principal Examination). He is a registered broker and investment adviser with four US states: California, Indiana, Ohio and South Carolina.
According to his BrokerCheck report, Jack Bixler is the subject of a pending FINRA investigation.
In January 2017 Jack Bixler was named in a FINRA investigation into allegations he participated in “potential violations of various sections and rules of Securities Exchange Act, the Securities Act, and FINRA rules.” The investigation remains pending.
If you have complaints regarding Jack Bixler, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.