Public records published by the Financial Industry Regulatory Authority (FINRA) on January 16, 2017 indicate that Texas-based IMS Securities broker/adviser Jackie Wadsworth has been the subject of numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Wadsworth (CRD# 2342163).
Jackie Wadsworth has spent 23 years in the securities industry and has been registered with IMS Securities in Houston, Texas since 1994. She was previously registered with Retirement Investment Group in Houston, Texas (1993). She is a registered broker and investment adviser with 26 US states and territories.
According to his BrokerCheck report, she has been the subject of four customer complaints and three pending customer complaints.
In 2016 a customer alleged Jackie Wadsworth, while employed at IMS Securities, over-concentrated investments, breached her fiduciary duty, acted negligently, and made misrepresentations of material facts. The customer is seeking $3,000,000 in damages in the pending complaint.
In 2016 a customer alleged Jackie Wadsworth, while employed at IMS Securities, failed to conduct proper due diligence, acted negligently, and breached her fiduciary duty in connection to investments in real estate investment trusts and other products. The customer is seeking $300,000 in damages in the pending complaint.
In 2016 a customer alleged, while employed at IMS Securities, she failed to supervise accounts or representatives, acted negligently, breached her fiduciary duty, and made material misrepresentations of fact. The customer is seeking $1,667,000 in damages in the pending complaint.
In 2003 a customer alleged, while employed at IMS Securities, she made unsuitable recommendations, misrepresented material facts, omitted material facts, participated in negligent behavior, and breached her fiduciary duty. The complaint settled in 2004 for $275,000.
If you or someone you know has lost money investing with Jackie Wadsworth, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.