New York-based Merrill Lynch broker/adviser Jacquin Fink is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fink (CRD# 207807).
Jacquin Fink has spent forty-eight years in the securities industry and has been registered with Merrill Lynch since 1968. He is a registered broker and investment adviser in seventeen US states and territories: Arizona, California, Connecticut, the District of Columbia, Delaware, Florida, Maryland, Massachusetts, New Hampshire, New Jersey New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, and Virginia.
According to his BrokerCheck report, Jacquin Fink is the subject of four customer complaints.
In November 2015 a customer alleged Jacquin Fink, while employed at Merrill Lynch, made unsuitable investment recommendations from 2012 to 2014. The complaint settled in December 2015 for more than $106,000.
In 2011 a customer alleged Jacquin Fink, while employed at Merrill Lynch, traded aggressively and misrepresented material facts related to an investment. The complaint settled in 2012 for $1,729,000.
In 2010 a customer alleged Jacquin Fink, while employed at Merrill Lynch, recommended unsuitable transactions, engaged in excessive trading, and executed unauthorized transactions. The complaint settled for $200,000.
In 1994 a customer alleged Jacquin Fink, while employed at Merrill Lynch, churned the account and recommended unsuitable investments. The complaint settled for $55,000.
If you have complaints regarding New York-based Merrill Lynch stockbrokerr Jacquin Fink, you may be eligible to recover lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on contingency: we only get paid if and when you collect a recovery. By law there may be a limited window to file your claim, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.
All innormation contained in this article, made public by FINRA on March 16, 2016.