Texas-based VSR Financial Services broker/adviser James Kennedy is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kennedy (CRD# 1961588).
James Kennedy has spent 26 years in the securities industry and has been registered with VSR Financial Services in Eastland, Texas since 1997. Previous registrations included Dominion Capital Corporation in Dallas, Texas (1995-1997); MONY Securities Corporation in New York, New York (1995-1997); MetLife Securities in New York, New York (1989-1995); and Metropolitan Life Insurance Company in New York, New York (1989-1995). He is a registered broker and investment adviser in seventeen US states and territories: Arizona, California, Colorado, the District of Columbia, Florida, Massachusetts, Michigan, Montana, Nevada, New Mexico, New York, Ohio, Oklahoma, Oregon, Texas, Utah, and Washington.
According to his BrokerCheck report, James Kennedy is the subject of four customer complaints.
- In 2008 a customer alleged James Kennedy, while employed at VSR Financial Services, recommended and sold unsuitable investments. The complaint settled for $7,5000, to which Mr. Kennedy individually contributed $3,750.
- In 2006 a customer alleged James Kennedy, while employed at VSR Financial Services, made unsuitable investment recommendations. The complaint settled for $55,000, to which Mr. Kennedy individually contributed $5,000.
- In 2004 a customer alleged James Kennedy, while employed at VSR Financial Services, recommended an unsuitable real estate investment trust. The complaint settled in 2006 for $97,500, to which Mr. Kennedy individually contributed $5,000.
- In 1997 a customer alleged James Kennedy misrepresented material facts and recommended an unsuitable investment. The complaint settled in 1998 for $14,999, to which Mr. Kennedy individually contributed $14,999.
If you have complaints regarding or have lost money investing with alleged James Kennedy, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
All information and facts in this article are based on publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 8, 2016.