Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 12, 2017 indicate that Florida-based Summit Brokerage Services broker/adviser James Muir has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Muir (CRD# 1457774).
James Muir has spent 31 years in the securities industry and has been registered with Summit Brokerage Services in Sarasota, Florida since 2013. Previous registrations include Stifel Nicolaus & Company in Sarasota, Florida; Advest in Hartford, Connecticut; Robert W. Baird & Company in Milwaukee, Wisconsin; and Prudential Securities in New York, New York. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with seven US states and territories: Florida, New Jersey, New York, North Carolina, Ohio, Pennsylvania, and Virginia.
According to his BrokerCheck report, he has received two pending customer complaints.
In May 2017 a customer alleged James Muir, while employed at Summit Brokerage Services, made unsuitable trades in BBBQP, STON, and GPRO. The customer is seeking $52,000 in damages in the pending complaint.
In 2000 a customer alleged James Muir, while employed at Prudential Securities, provided misleading advice regarding the amount of monthly premiums made on a variable appreciable life insurance policy. The customer is seeking $16,564 in damages in the pending complaint.
If you or someone you know has lost money investing with James Muir, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.