Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 25, 2018 indicate that Florida-based Wells Fargo Clearing Services broker/adviser Jason Freeman has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Freeman (CRD# 2339472).
Jason Freeman has spent 24 years in the securities industry and has been registered with Wells Fargo Clearing Services in Boca Raton, Florida since 2009. Previous registrations include Banc of America Investment Services in Boca Raton, Florida (2003-2009); Citigroup Global Markets in New York, New York (1993-2003); Salomon Brothers in New York, New York (1997-1998); and Lehman Brothers in New York, New York (1993). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 20, 2000; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 13, 1993; and Series 7 (General Securities Representative Examination), which he obtained on May 5, 1993. He is a registered broker and investment adviser with 16 US states and territories: Alabama, California, Colorado, Delaware, Florida, Georgia, Illinois, Iowa, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, and Virginia. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint, two denied customer complaints, and one closed customer complaint.
In 2018 a customer alleged Jason Freeman, while employed at Wells Fargo Advisors, did not make him aware that he would not receive dividends after the cancellation of an investment purchase. The customer sought $6,080 in damages in the complaint, which was denied.
In 2012 a customer alleged Jason Freeman, while employed at Wells Fargo Advisors, executed an unsuitable options trading strategy from March 2011 until August 2011. The complaint settled for $100,000.
In 2009 a customer alleged Jason Freeman, while employed at Banc of America Investment Services, executed unauthorized trades from January 2009 until March 2009. The customer sought $1,000,000 in the complaint, which was denied.
In 2007 a customer alleged he, while employed at Banc of America Investment Services, misrepresented the risks associated with an investment. The customer sought $46,750 in the complaint, which was denied.
If you or someone you know has lost money investing with Jason Freeman, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.