Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 25, 2016 indicate that New York-based Alexander Capital broker Jason Klabal has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Klabal (CRD# 2910714).
Jason Klabal has spent eighteen years in the securities industry and has been registered with Alexander Capital in New York, New York since June 2016. Previous registrations include Legend Securities in New York, New York; Buckman Buckman & Reid in New York, New York; Mercer Capital in New York, New York; JP Turner & Company in Staten Island; Prime Charter in New York, New York; Janssen-Meyers Associates in New York, New York; AIBC Investment Services; and First Metropolitan Securities in New York, New York. He is a registered broker with thirteen US states and territories.
According to his BrokerCheck report, Jason Klabal is the subject of eight customer complaints and one pending customer complaint.
In November 2016 a customer alleged Jason Klabal, while employed at Legend Securities, committed fraud, used margin excessively, over-concentrated the account, breached his fiduciary duty, breached contract, and acted negligently. The customer is seeking $150,000 in damages in the pending complaint.
In 2015 a customer alleged Jason Klabal, while employed at Legend Securities, was involved in a “performance issue.” The complaint settled for $50,000.
In 2014 a customer alleged Jason Klabal, while employed at Legend Securities, was involved in a “misunderstanding regarding margin account.” The complaint settled in February 2015 for $20,000.
In 2014 a customer alleged he, while employed at Legend Securities, misrepresented material facts related to an investment, breached his fiduciary duty, breached contract, acted negligently, and churned investments. The complaint settled for $85,000.
In 2013 a customer alleged he, while employed at Legend Securities, churned investments, acted negligently, failed to supervise, breached contract, and misrepresented material facts. The complaint settled in June 2015 for $50,000.
If you or someone you know has complaints regarding Jason Klabal, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.