Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 5, 2017 indicate that New York-based Fordham Financial Management broker Jay Gross has been the subject of customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gross (CRD# 2163944).
Jay Gross has spent eighteen years in the securities industry and has been registered with Fordham Financial Management in New York, New York since December 2016. Previous registrations include Spartan Capital Securities in New York, New York; Avenir Financial Group, which has been expelled by FINRA, in New York, New York; National Securities Corporation in New York, New York; VFinance Investments in New York, New York; VFinance Investments in Boca Raton, Florida; Gilford Securities in New York, New York; Fahnestock & Company in New York, New York; and Prime Charter in New York, New York. He is a registered broker with seven US states and territories: Maryland, Minnesota, New Jersey, New York, Ohio, Oklahoma, and Wisconsin.
According to his BrokerCheck report, Jay Gross has received two customer complaints.
In 2015 a customer alleged Jay Gross, while employed at National Securities, executed excessive trades, made unauthorized transactions, and failed to follow instructions. The complaint settled for $14,500.
In 2001 a customer alleged Jay Gross, while employed at Weatherly Securities, breached contract, committed fraud, acted negligently, breached his fiduciary duty, executed excessive trades, made unauthorized transactions, and made unsuitable recommendations. The complaint resulted in an award to the customer of $75,000.
If you or someone you know has a complaint regarding Jay Gross, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.