Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2018 indicate that Illinois-based David A. Noyes & Company broker Jeanette Adcock has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Adcock (CRD# 1432053).
Jeanette Adcock has spent 31 years in the securities industry and has been registered with David A. Noyes & Company in Chicago, Illinois since April 2017. Previous registrations include Wayne Hummer Investments in Bloomingdale, Illinois (2004-2017); Wachovia Securities in St. Louis, Missouri (2003-2004); Prudential Securities in New York, New York (1997-2003); and Merrill Lynch in New York, New York (1987-1997). She is a registered broker with 15 US states and territories: Arizona, California, Colorado, Georgia, Illinois, Indiana, Maryland, Michigan, Nebraska, New Jersey, New York, Ohio, Pennsylvania, South Carolina, and Wisconsin.
According to her BrokerCheck report, she has received three customer complaints and one denied customer complaint.
In February 2018 a deceased customer’s children filed a complaint against Jeanette Adcock, while she was employed at Wayne Hummer Investments, alleging they were “upset that the death put on structured CD CUSIP 48124JP8 had been exhausted” and that consequently they could not recover the investment’s par value. The complaint settled in March 2018 for $22,000.
In November 2017 a customer alleged she, while employed at Wayne Hummer Investments, misrepresented and recommended an unsuitably risky CD that resulted in losses. The complaint settled for more than $4,100.
In 2017 a customer alleged she, while employed at Wayne Hummer Investments, made misrepresentations of material facts and recommended unsuitable investments. The complaint settled for more than $21,000.
If you or someone you know has lost money investing with Jeanette Adcock, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.