Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that Missouri-based Arete Wealth Management broker/adviser Jeffrey Larson has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Larson (CRD# 4836889).
Jeffrey Larson has spent 14 years in the securities industry and has been registered with Arete Wealth Management in Kirkwood, Missouri since August 2017. Previous registrations include Larson Financial Securities in Saint Louis, Missouri (2010-2017); Financial Network Investment Corporation in Minneapolis, Minnesota (2006-2010); CRI Securities in Minneapolis, Minnesota (2004-2006); and Securian Financial Services in St. Louis, Missouri (2004-2006). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on December 16, 2004; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on October 16, 2004. He is a registered broker and investment adviser with 35 US states and territories.
According to his BrokerCheck report, he has received three pending customer complaints.
In January 2019 a customer alleged Jeffrey Larson, while employed at Larson Financial Securities, breached his fiduciary duty, breached contract, committed fraud, and converted funds. The customer is seeking $10,500,000 in damages in the pending complaint.
In 2017 a customer alleged Jeffrey Larson, while employed at Larson Financial Securities, made omissions of material facts in connection to the fees and costs associated with a variable universal life insurance policy. The customer is seeking $34,000 in damages in the pending complaint.
In 2017 a customer alleged Jeffrey Larson, while employed at Larson Financial Securities, recommended and sold an unsuitable variable universal life insurance policy. The customer is seeking more than $36,000 in damages in the pending complaint.
If you or someone you know has a complaint regarding Jeffrey Larson, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.