MML Broker, Jeffrey Mayer, Suspended by FINRA

shutterstock_212979097The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New Hampshire-based MML broker Jeffrey Mayer (CRD# 4036612).

Jeffrey Mayer has spent fifteen years in the securities industry and has been registered with MML Investors Services in Bedford, New Hampshire since September 2015. Previous registrations include MML Investors Services (08/2011-07/2015) and NYLife Securities (2000-2011) in Bedford, New Hampshire. He is a registered broker in Maine and New Hampshire.

According to his BrokerCheck report, Jeffrey Mayer is the subject of one customer complaint and one regulatory sanction, and was discharged from his position at MML Investors Services.

In July 2015 MML Investors Services terminated Jeffrey Mayer in connection with a suspension by the Financial Industry Regulatory Authority (FINRA).

In June 2015 FINRA sanctioned Jeffrey Mayer following allegations he failed to timely amend his Form U4 to provide disclosure of a federal tax lien as well as a judgment obtained by a creditor. Mr. Mayer was issued a fine of $5,000 and a one-month suspension from the securities industry.

In 2013 a customers alleged Jeffrey Mayer, while employed at NYLife Securities, overstated their income and net worth on variable universal life insurance policies purchased in 2003. The customer additionally alleged that the signature on a certain form was not his. The complaint settled in 2014 for $75,000.

If you have suffered losses as a result of investments made with Jeffrey Mayer, you may be able to recover lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: we only receive payment if and when you recover money. You may have a limited window to file your claim, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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