According to the Financial Industry Regulatory Authority (FINRA), former Ohio-based Questar broker Jeffrey Mohlman has been permanently barred from associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding former Mr. Mohlman (CRD# 4431845).
Jeffrey Mohlman has spent twelve years in the securities industry and was most recently registered with Questar Capital Corporation in Dayton, Ohio (2012-2015). Questar Capital is a subsidiary of Allianz Life Insurance. Previous registrations include Investacorp in Waynesville, Ohio (2009-2011); MetLife Securities in Miamisburg, Ohio (2002-2009); Metropolitan Life Insurance Company in Miamisburg, Ohio (2002-2007); and State Farm VP Management Corporation in Bloomington, Illinois (2001-2002). He is currently not registered with any firm or state.
According to his BrokerCheck report, Jeffrey Mohlman is the subject of one regulatory sanction and three denied customer complaints. He was additionally discharged from his positions at Questar Capital and State Farm.
- In September 2015 FINRA sanctioned Jeffrey Mohlman following allegations he failed to provide requested on-the-record testimony in connection with an investigation into alleged unapproved and undisclosed private securities transactions. Mr. Mohlman was permanently barred from the securities industry.
- In February 2015 Jeffrey Mohlman was “permitted to resign” from Questar Capital following allegations he participated in private securities transactions in contravention of firm policies and procedures.
- In 2014 a customer alleged Jeffrey Mohlman, while employed at Questar Capital, misrepresented material facts related to an annuity. The customer sought unspecified damages in the complaint, which was denied.
- In 2012 a customer alleged Jeffrey Mohlman, while employed at MetLife Securities, misrepresented a variable annuity purchased in November 2006. The customer sought unspecified damages in the complaint, which was denied.
- In 2008 a customer alleged Jeffrey Mohlman, while employed at MetLife Securities, misrepresented a variable annuity purchased in September 2006. The customer sought unspecified damages in the complaint, which was denied.
- In 2002 Jeffrey Mohlman was discharged from State Farm following allegations he no longer met the firm’s internal sponsorship guidelines.
If you have lost money investing with Jeffrey Mohlman, you may be able to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: we only get paid if and when you collect money. You may have a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.