Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that Florida-based Morgan Stanley broker/adviser Jeffrey Parson has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Parson (CRD# 2491626).
Jeffrey Parson has spent 36 years in the securities industry and has been registered with Morgan Stanley in Coral Springs, Florida since 2009. Previous registrations include Morgan Stanley & Company in Coral Springs, Florida (2007-2009); Wachovia Securities in Coral Springs, Florida (2003-2007); Prudential Securities in New York, New York (2000-2003); Painewebber in Weehawken, New Jersey (1995-2000); Kidder Peabody & Company in New York, New York (1994-1995); Smith Barney Shearson in New York, New York (1993-1994); and Lehman Brothers in New York, New York (1982-1993). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 13, 1985; Series 3 (National Commodity Futures Examination), which he obtained on October 4, 1983; and Series 7 (General Securities Representative Examination), which he obtained on August 21, 1982. He is a registered broker and investment adviser with 32 US states and territories.
According to his BrokerCheck report, he has received three customer complaints and one denied customer complaint.
In August 2018 a customer alleged Jeffrey Parson, while employed at Morgan Stanley Smith Barney, recommended unsuitable investments in closed-end funds. The customer sought unspecified damages in the complaint, which was denied.
In 2008 a customer alleged Jeffrey Parson, while employed at Morgan Stanley & Company, recommended unsuitable investments in closed-end funds. The complaint settled in 2009 for more than $7,800.
In 1992 a customer alleged Jeffrey Parson, while employed at Shearson Lehman, misrepresented and recommended unsuitable limited partnership investments. The complaint settled for $13,000.
In 1996 a customer alleged he, while employed at Painewebber, recommended unsuitable investments and executed excessive trades. The complaint resulted in an award to the customer of $92,500.
If you have lost money investing with Jeffrey Parson, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.