Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 31, 2017 indicate that Vermont-based Wells Fargo Clearing Services broker/adviser Jennifer Kelley has been named in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Kelley (CRD# 1192403)
Jennifer Kelley has spent 32 years in the securities industry and has been registered with Wells Fargo Clearing Services in Burlington, Vermont since 2008. Previous registrations include AG Edwards & Sons in Burlington, Vermont (1988-2008); Robert Thomas Securities (1987-1988); Raymond James & Associates (1987); Dougherty Dawkins Strand & Yost (1985-1987); and Smith Barney Harris Upham & Company (1984-1985). She has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). She is a registered broker and investment adviser with 37 US states and territories.
According to her BrokerCheck report, she has received one pending customer complaint and two denied customer complaints.
In March 2017 a customer alleged Jennifer Kelley, while employed at Wells Fargo Advisors, made misrepresentations that led to unsuitable limited partnership investments. The customer is seeking $350,000 in damages in the pending complaint.
In 2016 a customer alleged Jennifer Kelley, while employed at Wells Fargo Advisors, recommended unsuitable mutual funds. The customer sought unspecified damages in the complaint, which was denied.
In 2016 a customer alleged Jennifer Kelley, while employed at Wells Fargo Advisors, made unsuitable investment recommendations. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has complaints regarding Jennifer Kelley, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.