Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 22, 2017 indicate that Florida-based Waddell & Reed broker/adviser broker/adviser Jerrod Angel has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Angel (CRD# 1466898).
Jerrod Angel has spent 26 years in the securities industry and has been registered with Waddell & Reed in Orlando, Florida since October 2016. Previous registrations include Signator Investors in Port Richey, Florida; TransAmerica Advisors in Port Richey, Florida; SunAmerica Securities in Phoenix, Arizona; Royal Alliance Associates in New York, New York; Calton & Associates in Tampa, Florida; FSC Securities in Atlanta, Georgia; PCI Financial Services; Fitzgerald Dearman & Roberts; and the Stuart-James Company. He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 4 (Registered Options Principal Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with 27 US states and territories.
According to his BrokerCheck report, Jerrod Angel has received one customer complaint and one denied customer complaint.
In 2015 a customer’s heirs alleged Jerrod Angel, while employed at TransAmerica Financial Advisors, did not advise the customer that annuity’s death benefit would terminate when the annuity annuitized, and was unsuitable for the customer’s objectives. The complaint settled in 2016 for $110,000.
In 2003 a customer alleged Jerrod Angel, while employed at InterSecurities, did not fully inform her of the risks associated with annuity investments. The customer sought more than $56,000 in damages in the complaint, which was denied.
If you or someone you know has a complaint regarding Jerrod Angel, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.