Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 25, 2018 indicate that Texas-based Frost Brokerage Services broker/adviser Jerry Willborn has been involved in a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Willborn (CRD# 2139979).
Jerry Willborn has spent 26 years in the securities industry and has been registered with Frost Brokerage Services in San Antonio, Texas since 1996. Previous registrations include Investment Professionals in San Antonio, Texas (1996); BA Investment Services in Oakland, California (1993-1995); Invest Financial Corporation in Tampa, Florida (1992-1993); American Express Financial Advisors in Minneapolis, Minnesota (1991-1992); and IDS Life Insurance Company in Minneapolis, Minnesota (1991-1992). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on June 24, 2017; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 17, 1991; and Series 7 (General Securities Representative Examination), which he obtained on May 13, 1991. He is a registered broker and investment adviser with nine US states: Arizona, California, Colorado, Maryland, Missouri, New Jersey, Ohio, Oklahoma, and Texas.
According to his BrokerCheck report, he has received one customer complaint.
In 2015 a customer alleged Jerry Willborn, while employed at Frost Brokerage Services, misrepresented material facts related to an offshore investment that led to the product’s sponsors “refusal to release funds.” The complaint settled in 2016 for $1,250,000.
If you or someone you know has a complaint regarding Jerry Willborn, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.