Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 21, 2016 indicate that Texas-based Stonegate Capital Markets broker Jesse Shelmire has received two regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Shelmire (CRD# 1008550).
Jesse Shelmire has spent 33 years in the securities industry and has been registered with Stonegate Capital Markets in Dallas, Texas since 1999. Previous registrations include First London Securities in Dallas, Texas; La Jolla Securities, which has been expelled by FINRA, in La Jolla, California; Dillon Gage Securities in Addison, Texas; Stonegate Securities in Dallas, Texas; Smith Barney Harris Upham; Jefferies & Company; First Cambridge Company; FWG Securities; Peregrine Securities; and Smith Barney Harris Upham. He is a registered broker in Texas and New York.
According to his BrokerCheck report, Jesse Shelmire has received two regulatory sanctions and two tax liens.
In November 2016 the State of Texas sanctioned Jesse Shelmire following allegations he failed to timely disclose two tax liens. He was issued a 120-day suspension.
In October 2016 FINRA sanctioned Jesse Shelmire following allegations he “willfully failed to timely amend his Form U4 to disclose the existence of tax liens against him.” He was issued a 3-month suspension and a fine of $5,000.
In 2013 the Internal Revenue Service filed a tax lien totaling $215,556.73 against Jesse Shelmire. The lien remains outstanding.
In 2013 the Internal Revenue Service filed a tax lien totaling $72,361.17 against Jesse Shelmire. The lien remains outstanding.
If you have complaints regarding Jesse Shelmire, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.