Public records published by the Financial Industry Regulatory Authority (FINRA) on December 21, 2016 indicate that Texas-based Oppenheimer & Company broker/adviser Jesse Webb has been the subject of customer complaints. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Webb (CRD# 2298761).
Jesse Webb has spent 23 years in the securities industry and has been registered with Oppenheimer & Company in the Woodlands, Texas since 2012. Previous registrations include Merrill Lynch in the Woodlands, Texas; UBS Financial Services in the Woodlands, Texas; and Morgan Stanley DW in Purchase, New York. He is a registered broker and investment adviser with eight US states and territories: Arizona, Arkansas, Florida, Louisiana, Minnesota, Mississippi, Nevada, and Texas.
According to his BrokerCheck report, Jesse Webb has received three customer complaints and resigned from one former employer.
In 2015 a customer alleged Jesse Webb, while employed at Merrill Lynch, made unsuitable investment recommendations from 2008 to 2012. The complaint settled in 2016 for $35,000.
In 2012 he voluntarily resigned from his position at Merrill Lynch following allegations he “engaged in a purported real estate transaction outside the firm with a client without management’s prior knowledge or consent.”
In 2010 a customer alleged Jesse Webb, while employed at Merrill Lynch, misrepresented material facts and executed unauthorized trades. The complaint settled in 2011 for $2,400,000.
In 2010 a customer alleged Jesse Webb, while employed at Merrill Lynch, misrepresented material and made unsuitable recommendations of auction rate securities. The complaint settled for $1,818,750.
If you have complaints regarding Jesse Webb, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.