Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 18, 2016 indicate that Florida-based Morgan Stanley broker/adviser Jimmy Driggers has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Diggers (CRD# 1359593).
Jimmy Driggers has spent 26 years in the securities industry and has been registered with Morgan Stanley in Sarasota, Florida since 2009. Previous registrations include Morgan Stanley & Company in Sarasota, Florida; UBS Financial Services in Sarasota, Florida; Prudential Securities in New York, New York; Everen Securities in St. Louis, Missouri; Cozad Investment Services; Escalator Securities; Investacorp; and JW Gant & Associates. He is a registered broker and investment adviser with 27 US states and territories and has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 3 (National Commodity Futures Examination); Series 31 (Futures Managed Funds Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination).
According to his BrokerCheck report, Jimmy Driggers has received one customer complaint and one pending customer complaint.
In November 2016 a customer alleged Jimmy Driggers, while employed at Morgan Stanley, recommended unsuitable corporate bond purchases. The customer is seeking $64,000 in damages in the pending complaint.
In 2010 a customer alleged Jimmy Driggers, while employed at UBS Financial Services, misrepresented and recommended an unsuitable investment in Lehman Brothers structured notes. The complaint settled for $207,000.
If you or someone you know has lost money investing with Jimmy Driggers, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.