Broker Spotlight: Joan McClune (NFP)

Joan McCluneTexas and Idaho-based NFP Advisor Services broker/adviser Joan McClune is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. McClune (CRD# 4223471).

Joan McClune has spent eleven years in the securities industry and has been registered with NFP Advisor Services in Eagle, Idaho and Austin, Texas since January 2016. Previous registrations include American Independent Financial Services in Eagle, Idaho; Prospera Financial Services in Boise, Idaho; Allstate Financial Services in Boise, Idaho; Securities America in Boise, Idaho; Lincoln Financial Advisors Corporation in Fort Wayne, Indiana; Cambridge Investment Research in Fairfield, Iowa; and Mony Securities Corporation in New York, New York. She is a registered broker and investment adviser with fifteen US states and territories: Alabama, Arizona, California, Colorado, Florida, Idaho, Illinois, Michigan, Montana, Nevada, North Carolina, Ohio, Oregon, Utah, and Washington.

According to her BrokerCheck report, Joan McClune is the subject of one customer complaint and one closed customer complaint, and has paid one civil bond.

In May 2015 a customer alleged Joan McClune, while employed at American Independent Securities Group, incurred additional taxes due to an incorrect annuity distribution, and sold a stock that caused a loss. The complaint settled in November 2015 for $10,000, to which Ms. McClune individually contributed $2,500.

In 2013 Joan McClune paid $12,500 to satisfy a civil bond held by Heritage Financial Advisors.

In 2010 a customer alleged Joan McClune, while employed at Securities America, recommended unsuitable investments and misrepresented material facts. The customer sought $414,998 in damages in the complaint, which was closed.

If you have lost money investing with Joan McClune, you may be entitled to recover lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

This information provided to the public by FINRA on April 4, 2015.