Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that former Florida-based Janney Montgomery Scott broker/adviser Jodie LaMarre has been named in a FINRA investigation into alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. LaMarre (CRD# 2127928).
Jodie LaMarre has spent 25 years in the securities industry and was most recently registered with Janney Montgomery Scott in Sarasota, Florida (2015-2017). Previous registrations include Robert W. Baird & Company in Sarasota, Florida (2008-2015); Wachovia Securities in Sarasota, Florida (2003-2008); Prudential Securities in New York, New York (1997-2003); AG Edwards & Sons in St. Louis, Missouri (1992-1997); and Merrill Lynch in New York, New York (1991-1992). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on August 19, 1997; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on April 27, 1992; and Series 7 (General Securities Representative Examination), which she obtained on December 9, 1991. She is currently not registered with any state or firm.
According to her BrokerCheck report, she has received two customer complaints and was recently named in a FINRA investigation into alleged rule violations.
In October 2017 she was named in a FINRA investigation into allegations “made by a specific customer while employed by Robert W. Baird, Inc.” The investigation remains pending.
In 2016 a customer alleged Jodie LaMarre, while employed at Robert W. Baird & Company, provided poor advice in connection to the purchase of a variable annuity that led him to sustain losses. The complaint settled in March 2017 for $30,000.
In 2015 a customer alleged Jodie LaMarre, while employed at Robert W. Baird & Company, provided poor advice regarding the distribution and surrender of annuities following the death of her husband, resulting in unintended negative tax consequences. The complaint settled for $10,000.
If you or someone you know has lost money investing with Jodie LaMarre, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.