Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 17, 2017 indicate that California-based Amerivet Securities broker/adviser Joel Kettler has been the subject of several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kettler (CRD# 1645497).
Joel Kettler has spent 27 years in the securities industry and has been registered with Amerivet Securities in Moreno Valley, California since October 2016. Previous registrations include AXA Advisors in Woodland Hills, California and the Equitable Life Assurance Society of the United States in New York, New York. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser in California.
According to his BrokerCheck report, Joel Kettler has received five customer complaints and was discharged from one former employer.
In 2014 a customer alleged Joel Kettler, while employed at AXA Advisors, misrepresented material facts and misappropriated funds. The complaint settled for $375,000.
In 2014 he was terminated from his position at AXA Advisors following allegations he misrepresented material facts related to investments and misappropriated funds.
In 2000 a customer alleged Joel Kettler, while employed at the Equitable Life Assurance Company, provided unsuitable advice regarding mutual fund and variable annuity investments. The complaint settled for $10,000.
In 1995 a customer alleged he, while employed at Equico Securities, recommended unsuitable recommendations and breached his fiduciary duty. The complaint resulted in an award to the customer of $5,000.
In 1994 a customer alleged Joel Kettler, while employed at EQ Financial Consultants, misrepresented material facts. The complaint settled for $200,000.
In 1993 a customer alleged he, while employed at Equico Securities, recommended unsuitable mutual funds and publicly-traded limited partnerships. The complaint resulted in an award to the customer of $55,200.
If you or someone you know has complaints regarding Joel Kettler, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.