Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 17, 2018 indicate that Michigan-based Sigma Financial Corporation broker/adviser Joel Lagore has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lagore (CRD# 4133514).
Joel Lagore has spent 17 years in the securities industry and has been registered with Sigma Financial Corporation in Flint and Livonia, Michigan since 2009. Previous registrations include Citigroup Global Markets in Flint, Michigan (2005-2009) and the Huntington Investment Company in Columbus, Ohio (2001-2005). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 15, 2003; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 17, 2001; Series 7 (General Securities Representative Examination), which he obtained on September 24, 2002; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on June 1, 2001. He is a registered broker and investment adviser with 30 US states and territories.
According to his BrokerCheck report, Joel Lagore has received one pending customer complaint.
In June 2018 a customer alleged Joel Lagore, while employed at Sigma Financial Corporation and Sigma Planning Corporation, improperly managed the account, causing “substantial losses” in connection to investments in over-the-counter equities, listed equities, mutual funds, and exchange-traded funds. The customer is seeking $315,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Joel Lagore, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.