Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 14, 2018 indicate that New Hampshire-based Citizens Securities broker/adviser John Casimir has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Casimir (CRD# 5019141).
John Casimir has spent eleven years in the securities industry and has been registered with Citizens Securities in Bedford and Hooksett, New Hampshire since 2010. Previous registrations include TD Wealth Management Services in Nashua, New Hampshire (2009-2010); Bancnorth Investment Group in Nashua, New Hampshire (2008-2009); and Banc of America Investment Services in Manchester, New Hampshire (2006-2008). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on June 23, 2006; Series 7 (General Securities Representative Examination), which he obtained on June 7, 2006; and Series 24 (General Securities Principal Examination), which he obtained on October 10, 2006. He is a registered broker and investment adviser with five US states—Florida, Hawaii, Maine, Massachusetts, and New Hampshire—and one self-regulatory organization (SRO): FINRA.
According to his BrokerCheck report, he has received one pending customer complaint and two denied customer complaints.
In May 2018 a customer alleged John Casimir, while employed at Citizens Securities, concentrated the account in a single Puerto Rico municipal bond position in 2013. The customer is seeking damages in excess of $140,000 in the pending complaint.
In October 2017 a customer alleged John Casimir, while employed at Citizens Securities, provided false information and omitted material facts regarding a variable annuity transaction. The customer sought $5,000 in damages in the complaint, which was denied.
In 2014 a customer alleged John Casimir, while employed at CCO Investment Services Corporation, made a poor investment recommendation. The customer sought more than $14,100 in damages in the complaint, which was denied.
If you or someone you know has lost money investing with John Casimir, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.