Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 23, 2017 indicate that former Ohio-based Wells Fargo Advisors broker/adviser John Dettelbach has been the subject of pending or resolved customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dettelbach (CRD# 66366).
John Dettelbach has spent 45 years in the securities industry and was most recently registered with Wells Fargo Advisors in Pepper Pike, Ohio (1990-2016). Previous registrations include Prescott Ball & Turben; Loeb Partners; Hornblower Weeks Noyes & Trask; and Hornblower Weeks Hemphill Noyes. He is currently not registered with any state or firm.
According to his BrokerCheck report, John Dettelbach has received three customer complaints and one pending customer complaint, and was discharged from his position at Wells Fargo Advisors.
In December 2016 a customer alleged John Dettelbach, while employed at Wells Fargo Advisors, made an unauthorized stock purchase. The customer is seeking unspecified damages in the pending complaint.
In October 2016 he was terminated from his position at Wells Fargo Advisors following allegations involving the “Use of discretion and / or unauthorized trading in several clients’ accounts.”
In September 2016 a customer alleged John Dettelbach, while employed at Wells Fargo Advisors, executed unauthorized trades. The complaint settled for $24,900.
In August 2016 a customer alleged John Dettelbach, while employed at Wells Fargo Advisors, effected unauthorized transactions. The complaint reached a non-monetary settlement.
In April 2016 a customer alleged he, while employed at Wells Fargo Advisors, “provided misinformation pertaining to distributed funds being eligible for a rollover deposit to a beneficiary IRA.” The complaint settled for $7,649.
If you or someone you know has complaints regarding John Dettelbach, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.