Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 29, 2017 indicate that Michigan-based Stifel Nicolaus & Company broker/adviser Jon Randall was recently terminated from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Randall (CRD# 4966118).
Jon Randall has spent 12 years in the securities industry and has been registered with Stifel Nicolaus & Company in Southfield, Michigan since January 2018. Previous registrations include Morgan Stanley in Grosse Pointe Farms, Michigan (2009-2018) and Citigroup Global Markets in Grosse Pointe, Michigan (2005-2009). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 28, 2005; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 22, 2005; and Series 7 (General Securities Representative Examination), which he obtained on July 14, 2005. He is registered with 15 US states and territories: Arizona, California, the District of Columbia, Indiana, Iowa, Michigan, Nevada, New Jersey, New York, Ohio, Columbia, Oklahoma, Pennsylvania, Rhode Island, South Carolina, and Washington. He is registered with six self-regulatory organizations (SROs): Bats BZX Exchange, FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he was recently discharged from his former employer in connection to alleged rule violations.
In December 2017 he was terminated from Morgan Stanley Smith Barney in connection to allegations of “loss of confidence” resulting from discretionary trades executed in customer accounts.
If you have lost money investing with Jon Randall, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.