Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 20, 2017 indicate that California-based Wells Fargo Clearing Services broker/adviser Jonathan Lebell has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lebell (CRD# 3220464).
Jonathan Lebell has spent 18 years in the securities industry and has been registered with Wells Fargo Clearing Services in Santa Cruz, California since 2013. Previous registrations include Merrill Lynch in Carmel, California; Banc of America Investment Services in Scotts Valley, California; and Merrill Lynch in New York, New York. He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with nine US states and territories: California, Colorado, Florida, Idaho, New York, Oregon, Texas, Washington and Wisconsin. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received two customer complaints.
In 2014 a customer alleged Jonathan Lubell, while employed at Merrill Lynch, failed to follow instructions. The complaint settled for $105,000.
In 2009 a customer alleged Jonathan Lubell, while employed at Banc of America Investment Services, misrepresented material facts related to investments in auction rate securities. The complaint settled with the firm’s repurchase of the securities at par value, for $450,000.
If you or someone you know has lost money investing with Jonathan Lubell, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.