Public records published by the Financial Industry Regulatory Authority (FINRA) on May 2, 2017 indicate that Nevada-based Ameriprise Financial Services broker/adviser Jonathan Mirer has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mirer (CRD# 336638).
Jonathan Mirer has spent 44 years in the securities industry and has been registered with Ameriprise Financial Services in Henderson, Nevada since July 2016. Previous registrations include Wells Fargo Advisors in Henderson, Nevada; Prudential Securities in New York, New York; Dean Witter Reynolds in Purchase, New York; CIBC Oppenheimer & Company in New York, New York; Raymond James & Associates in St. Petersburg, Florida; Connor Greenfield Securities; Rotan Mosle; and Dean Witter & Company. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 1 (Registered Representative Examination); and PC (AMEX Put and Call Exam). He is a registered broker and investment adviser with 21 US states and territories.
According to his BrokerCheck report, he has received six customer complaints and one pending customer complaint.
In 2016, a customer alleged Jonathan Mirer, while employed at Wells Fargo Advisors, executed unauthorized transactions. The complaint settled for $20,000.
In 2016, a customer alleged Jonathan Mirer, while employed at Wells Fargo Advisors, made unauthorized trades. The complaint settled for $30,000.
In 2016, a customer alleged Jonathan Mirer, while employed at Wells Fargo Advisors, made unsuitable investments in energy stocks. The complaint settled for $17,300.
In 2016, a customer alleged that while he was employed at Wells Fargo Advisors, he recommended unsuitable products. The complaint settled for $55,000.
In 2001, a customer alleged that while he was while employed at Morgan Stanley Dean Witter, he committed various violations of common law and securities statutes. The complaint settled for $67,500.
If you or someone you know has lost money investing with Jonathan Mirer, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.