Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 2, 2017 indicate that former New York-based Andrew Garrett broker/adviser Jordan Cooper has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cooper (CRD# 4417504).
Jordan Cooper has spent 15 years in the securities industry and has been registered with Andrew Garrett in New York, New York since 2005. Previous registrations include Laidlaw & Company in London (2003-2005); Sands Brothers & Company in New York, New York (2003-2004); and HCFP Brenner Securities in New York, New York (2002-2003). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 19, 2011; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 26, 2002; and Series 7 (General Securities Representative Examination), which he obtained on February 19, 2002. He is a registered broker and investment adviser with 33 US states and territories and two self-regulatory organizations (SROs): FINRA and the Nasdaq Stock Market.
According to his BrokerCheck report, he has received two pending customer complaints.
In August 2017 a customer alleged Jordan Cooper, while employed at Andrew Garrett, made unsuitable investment recommendations, acted negligently and professionally negligent, breached his fiduciary duty, and breached contract in connection to investments in common and preferred stock. The customer is seeking more than $62,900 in damages in the pending complaint.
In 2016 a customer alleged Jordan Cooper, while employed at Andrew Garrett, participated in unauthorized activity. The customer is seeking $20,000 in damages in the pending complaint.
If you have lost money investing with Jordan Cooper, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.