Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 25, 2017 indicate that New York-based Woodstock Financial Group broker Joseph Derrico has been named in a pending regulatory complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Derrico (CRD# 4852293).
Joseph Derrico has spent twelve years in the securities industry and has been registered with Woodstock Financial Group in Staten Island, New York since 2015. Previous registrations include Alexander Capital in Staten Island, New York; International Assets Advisory in Staten Island, New York; Brookstone Securities in Staten Island, New York; Mercer Capital in New York, New York; Newbridge Securities in Boca Raton, Florida; JP Turner & Company in Staten Island, New York; and Gunnallen Financial in Staten Island, New York. He is a registered broker with 41 US states and territories.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one pending regulatory complaint.
In February 2017 he was named in a complaint by the State of Montana alleging he conducted securities business while not registered in the state. The complaint remains pending.
In January 2017 a customer alleged Joseph Derrico, while employed at Woodstock Financial Group, failed to follow instructions and executed unauthorized trades. The customer is seeking $63,000 in damages in the pending complaint.
In 2008 a customer alleged Joseph Derrico, while employed at Newbridge Securities Corporation, executed unauthorized transactions. The complaint settled for $58,750.
If you or someone you know has lost money investing with Joseph Derrico, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.